Chun Ying Shum
沈振盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ying Shum (沈振盈), a licensed former licensee with CE reference ABE445. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-20 | 2024-01-31 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 4 — Advising on securities | 2010-08-20 | 2024-01-31 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 9 — Asset management | 2010-08-20 | 2024-01-31 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-19 | 2010-08-20 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-19 | 2010-08-20 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-25 | 2009-05-01 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2008-01-25 | 2009-05-01 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-09-01 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 4 — Advising on securities | present | 2007-09-01 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2007-09-01 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
RO | Type 9 — Asset management | present | 2007-09-01 |