Alvin Gregory Lee
李雅文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alvin Gregory Lee (李雅文), a licensed former licensee with CE reference ABE403. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 1 - Dealing in securities | 2008-02-22 | 2013-05-20 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 4 - Advising on securities | 2008-02-22 | 2013-05-20 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 1 - Dealing in securities | present | 2003-12-01 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 4 - Advising on securities | present | 2003-12-01 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-12-01 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 9 - Asset management | present | 2003-12-01 |