Michael Joseph Berchtold
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Joseph Berchtold ( ), a licensed former licensee with CE reference ABD619. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-12-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-12-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-06-17 |