Derick Shun Yee Sze
施信義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derick Shun Yee Sze (施信義), a licensed former licensee with CE reference ABD577. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gladstone Morgan Portfolio Services Limited |
RO | Type 4 — Advising on securities | 2005-05-13 | 2012-11-26 |
| Gladstone Morgan Portfolio Services Limited |
Rep | Type 4 — Advising on securities | 2005-02-23 | 2005-05-13 |
| Goldyard Capital Limited 金營資本有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-10 | 2005-02-04 |