Bobbie Siu Bor Wong
王小波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bobbie Siu Bor Wong (王小波), a licensed former licensee with CE reference ABD541. This person has 20.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Enlighten Securities Limited 名匯證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-31 | 2025-08-20 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-05 | 2007-07-31 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-08-08 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-08-08 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-08 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-08-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bobbie Siu Bor Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.