Paul Steven Serfaty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Steven Serfaty, a licensed former licensee with CE reference ABD468. This person has 18.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Partners (HK) Limited | RO | Type 4 - Advising on securities | 2024-09-19 | 2026-01-26 |
| Asian Capital Partners (HK) Limited | RO | Type 6 - Advising on corporate finance | 2024-09-19 | 2026-01-26 |
| Asian Capital Partners (HK) Limited | RO | Type 4 - Advising on securities | 2017-10-27 | 2020-12-23 |
| Asian Capital Partners (HK) Limited | RO | Type 6 - Advising on corporate finance | 2017-10-27 | 2020-12-23 |
| Asian Capital Partners (HK) Limited | RO | Type 9 - Asset management | 2017-10-27 | 2020-12-23 |
| Asian Capital Partners (HK) Limited | Rep | Type 4 - Advising on securities | 2013-02-08 | 2017-10-27 |
| Asian Capital Partners (HK) Limited | Rep | Type 6 - Advising on corporate finance | 2013-02-08 | 2017-10-27 |
| Asian Capital Partners (HK) Limited | Rep | Type 9 - Asset management | 2013-02-08 | 2017-10-27 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 - Advising on securities | 2010-04-08 | 2012-12-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 - Asset management | 2010-04-08 | 2012-12-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-04-24 | 2010-04-08 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 - Asset management | 2007-04-24 | 2010-04-08 |
| Asian Capital Partners (HK) Limited | RO | Type 9 - Asset management | 2005-06-07 | 2007-03-26 |
| Asian Capital Partners (HK) Limited | Rep | Type 4 - Advising on securities | 2003-11-13 | 2007-03-26 |
| Asian Capital Partners (HK) Limited | Rep | Type 6 - Advising on corporate finance | 2003-11-13 | 2007-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Steven Serfaty during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.