Paul Steven Serfaty
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Steven Serfaty ( ), a licensed former licensee with CE reference ABD468. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Partners (HK) Limited |
RO | Type 4 — Advising on securities | 2024-09-19 | 2026-01-26 |
| Asian Capital Partners (HK) Limited |
RO | Type 6 — Advising on corporate finance | 2024-09-19 | 2026-01-26 |
| Asian Capital Partners (HK) Limited |
RO | Type 4 — Advising on securities | 2017-10-27 | 2020-12-23 |
| Asian Capital Partners (HK) Limited |
RO | Type 6 — Advising on corporate finance | 2017-10-27 | 2020-12-23 |
| Asian Capital Partners (HK) Limited |
RO | Type 9 — Asset management | 2017-10-27 | 2020-12-23 |
| Asian Capital Partners (HK) Limited |
Rep | Type 4 — Advising on securities | 2013-02-08 | 2017-10-27 |
| Asian Capital Partners (HK) Limited |
Rep | Type 6 — Advising on corporate finance | 2013-02-08 | 2017-10-27 |
| Asian Capital Partners (HK) Limited |
Rep | Type 9 — Asset management | 2013-02-08 | 2017-10-27 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 — Advising on securities | 2010-04-08 | 2012-12-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 — Asset management | 2010-04-08 | 2012-12-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-24 | 2010-04-08 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2007-04-24 | 2010-04-08 |
| Asian Capital Partners (HK) Limited |
RO | Type 9 — Asset management | 2005-06-07 | 2007-03-26 |
| Asian Capital Partners (HK) Limited |
Rep | Type 4 — Advising on securities | 2003-11-13 | 2007-03-26 |
| Asian Capital Partners (HK) Limited |
Rep | Type 6 — Advising on corporate finance | 2003-11-13 | 2007-03-26 |