Yasuaki Kataoka
片岡保彰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yasuaki Kataoka (片岡保彰), a licensed former licensee with CE reference ABA844. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-08 | 2014-06-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-08 | 2014-06-16 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-08 | 2014-06-16 |