Judith Kar Yan Lee
李嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Judith Kar Yan Lee (李嘉欣), a licensed former licensee with CE reference ABA346. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-04 | 2011-07-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-04 | 2011-07-29 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2007-07-27 |