Iain William Pickett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iain William Pickett ( ), a licensed former licensee with CE reference AAZ788. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-22 | 2005-09-06 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2003-09-22 | 2005-09-06 |