Siu Ming Chang
鄭少銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Chang (鄭少銘), a licensed former licensee with CE reference AAY755. This person has 13.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goodcape Securities Limited 佳堅證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-12-06 | 2016-12-15 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-12-06 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-01 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-02-01 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-02-01 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ming Chang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Lin Sun Tang | Goodcape Securities Limited | 2005–2016 |
| Kui Wing Wong | Goodcape Securities Limited | 2005–2016 |
| Mei Ho Chow | Goodcape Securities Limited | 2005–2016 |