Siu Ming Chang
鄭少銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ming Chang (鄭少銘), a licensed former licensee with CE reference AAY755. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goodcape Securities Limited 佳堅證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-12-06 | 2016-12-15 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 1 - Dealing in securities | present | 2005-12-06 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 4 - Advising on securities | present | 2005-02-01 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-02-01 |
| Goodcape Investment Company 佳堅投資公司 |
Rep | Type 9 - Asset management | present | 2005-02-01 |