Shiu Nga Law
羅小雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Nga Law (羅小雅), a licensed former licensee with CE reference AAY661. This person has 13.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-06-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-07-21 |