Shiu Nga Law
羅小雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Nga Law (羅小雅), a licensed former licensee with CE reference AAY661. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2016-06-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-07-21 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-07-21 |