Kwok Wai (SFC:AAW873) Cheng
鄭國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai (SFC:AAW873) Cheng (鄭國威), a licensed former licensee with CE reference AAW873. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-16 | 2018-10-12 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-28 | 2018-10-12 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-06-01 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-19 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-19 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-19 |