Kit Wan Li
李潔雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Wan Li (李潔雲), a licensed former licensee with CE reference AAW572. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A One Investment Company Limited 大一投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-07 | 2013-05-20 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 1 - Dealing in securities | present | 2013-01-07 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 4 - Advising on securities | present | 2004-06-10 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2004-06-10 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 9 - Asset management | present | 2004-06-10 |