Kit Wan Li
李潔雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Wan Li (李潔雲), a licensed former licensee with CE reference AAW572. This person has 10.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| A One Investment Company Limited 大一投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-07 | 2013-05-20 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2013-01-07 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-06-10 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-06-10 |
| A One Investment Company Limited 大一投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-06-10 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Kit Wan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Clement Kam Hung Lee | A One Investment Company Limited | 2003–2013 |
| Alvin Gregory Lee | A One Investment Company Limited | 2003–2013 |
| Alysia Ann Lee | A One Investment Company Limited | 2003–2013 |
| Nancy Angela Guat Keow Lee Koh | A One Investment Company Limited | 2003–2012 |
| Sai Kun Yuen | A One Investment Company Limited | 2003–2012 |
| Wah Tak Wong | A One Investment Company Limited | 2003–2011 |
| Kong Leng Khor | A One Investment Company Limited | 2003–2007 |
| Seen Ping Tsang | A One Investment Company Limited | 2003–2006 |
| Yau Suen Liu | A One Investment Company Limited | 2008–2013 |