Claude Georges Haberer
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claude Georges Haberer ( ), a licensed former licensee with CE reference AAW332. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-11 | 2013-05-16 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-03-11 | 2013-05-16 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-03-11 | 2013-05-16 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-11 | 2011-03-11 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-11 | 2011-03-11 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-02-11 | 2011-03-11 |