Alan David Moore

CE No. AAW270 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan David Moore, a licensed former licensee with CE reference AAW270. This person has 3.5 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 9 - Asset management 2004-03-26 2007-10-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan David Moore during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
James Chin Yu Chen Ge Shang Investment (Hong Kong) Limited 2004–2007
Aaron Wan Cheung Ge Shang Investment (Hong Kong) Limited 2004–2007
Eddie Shiu Keung Pow Ge Shang Investment (Hong Kong) Limited 2004–2007
Daniel Hua-Chang Wang Ge Shang Investment (Hong Kong) Limited 2004–2007
Jerry Hua-Lin Wang Ge Shang Investment (Hong Kong) Limited 2004–2007
Haigong Zhou Ge Shang Investment (Hong Kong) Limited 2004–2007
Wai Ngor Lo Ge Shang Investment (Hong Kong) Limited 2004–2007
Cici Leung Ge Shang Investment (Hong Kong) Limited 2005–2007
Ken Chin Chung Ge Shang Investment (Hong Kong) Limited 2005–2007
Hang Chi Luk Ge Shang Investment (Hong Kong) Limited 2004–2006
Wai Man Lau Ge Shang Investment (Hong Kong) Limited 2005–2007
Bik Wah Fan Ge Shang Investment (Hong Kong) Limited 2004–2007
Man Sing Law Ge Shang Investment (Hong Kong) Limited 2006–2007
Annie Lap Chun Shum Ge Shang Investment (Hong Kong) Limited 2005–2007
Fai Hung Ma Ge Shang Investment (Hong Kong) Limited 2004–2005
Kuen Kuen Mak Ge Shang Investment (Hong Kong) Limited 2006–2007
Ronnie Shang Yen Wu Ge Shang Investment (Hong Kong) Limited 2004–2005
Yiu Fai Chan Ge Shang Investment (Hong Kong) Limited 2006–2007
Julius Wang Ge Shang Investment (Hong Kong) Limited 2006–2007
Valerie Hak Wing Wong Ge Shang Investment (Hong Kong) Limited 2006–2007
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