James Kin Pong Lam
林建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kin Pong Lam (林建邦), a licensed former licensee with CE reference AAW252. This person has 15.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2006-02-01 | 2019-11-01 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-07-29 | 2006-02-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Kin Pong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.