James Kin Pong Lam
林建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Kin Pong Lam (林建邦), a licensed former licensee with CE reference AAW252. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-02-01 | 2019-11-01 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-29 | 2006-02-01 |