Patrick Morris Alexander
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Morris Alexander, a licensed former licensee with CE reference AAW183. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Batavia Investment Advisers Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Batavia Investment Advisers Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| Batavia Investment Advisers Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |