Kwok Chuen Lee
李國泉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chuen Lee (李國泉), CE reference AAV975. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-28 | present |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-13 | 2005-10-18 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-01-18 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-11 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-11 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-11 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-11 |