Wai Lok Yau
游偉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lok Yau (游偉樂), a licensed former licensee with CE reference AAV961. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-19 | 2009-06-02 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-12-19 | 2004-11-05 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-12-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 9 — Asset management | present | 2003-12-19 |