Tau Man Choy
蔡斗民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tau Man Choy (蔡斗民), a licensed former licensee with CE reference AAV796. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 4 — Advising on securities | 2020-07-22 | 2024-02-05 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-25 | 2024-02-05 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-12 | 2020-05-25 |
| HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-01 | 2020-05-07 |
| Ambition Securities Co. Limited 俊雄證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-28 | 2012-07-05 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-07-20 | 2010-05-08 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-17 | 2010-05-08 |
| Selina & Co. Limited 永高證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-12 | 2003-12-17 |