Lo Fung Hung
洪鷺豐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lo Fung Hung (洪鷺豐), a licensed former licensee with CE reference AAV596. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 — Advising on securities | 2019-08-22 | 2020-09-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-20 | 2020-09-19 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2008-05-20 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-17 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-30 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |