Vinh Chau Tran

陳榮洲
CE No. AAV513 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vinh Chau Tran (陳榮洲), a licensed former licensee with CE reference AAV513. This person has 10.3 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
AJ SECURITIES LIMITED
安捷證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2013-08-01
AJ SECURITIES LIMITED
安捷證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2005-07-12
AJ SECURITIES LIMITED
安捷證券有限公司
Rep Type 9 - Asset management Pre-2003 2005-07-12

Worked alongside

The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Vinh Chau Tran during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Bik Heung Chan AJ SECURITIES LIMITED 2003–2013
Tak Shun Cheng AJ SECURITIES LIMITED 2003–2013
Chun On Chiu AJ SECURITIES LIMITED 2003–2013
Alfred Kwok Fai Lam AJ SECURITIES LIMITED 2003–2013
Ronny Kam Hing Ho AJ SECURITIES LIMITED 2003–2009
Derrick Kin Ming Lo AJ SECURITIES LIMITED 2003–2013
Andrew Hung Kwan Tam AJ SECURITIES LIMITED 2003–2008
Suai Ching Tsai AJ SECURITIES LIMITED 2009–2013
Ching Fung Lo AJ SECURITIES LIMITED 2003–2004
Lap Chi Wong AJ SECURITIES LIMITED 2004–2006
Wai Kuen Cheung AJ SECURITIES LIMITED 2003–2005
Kwok Ho Yu AJ SECURITIES LIMITED 2003
Aziz Chi Kit Leung AJ SECURITIES LIMITED 2005–2006
Bo Cheung See AJ SECURITIES LIMITED 2005
Ali Ka Lung Lau AJ SECURITIES LIMITED 2007
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