Jane Anne Brooks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jane Anne Brooks ( ), a licensed former licensee with CE reference AAV482. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iVenture Investment Management Limited |
RO | Type 4 — Advising on securities | 2003-09-29 | 2014-11-11 |
| iVenture Investment Management Limited |
RO | Type 5 — Advising on futures contracts | 2003-09-29 | 2014-11-11 |
| iVenture Investment Management Limited |
RO | Type 9 — Asset management | 2003-09-29 | 2014-11-11 |