Jane Anne Brooks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jane Anne Brooks ( ), a licensed former licensee with CE reference AAV482. This person has 11.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iVenture Investment Management Limited |
RO | Type 4 - Advising on securities | 2003-09-29 | 2014-11-11 |
| iVenture Investment Management Limited |
RO | Type 5 - Advising on futures contracts | 2003-09-29 | 2014-11-11 |
| iVenture Investment Management Limited |
RO | Type 9 - Asset management | 2003-09-29 | 2014-11-11 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Jane Anne Brooks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Nerissa Yuen Ki Chow | iVenture Investment Management Limited | 2003–2014 |
| Wai Fai Chung | iVenture Investment Management Limited | 2005–2010 |
| Ji Yu | iVenture Investment Management Limited | 2010–2014 |
| Ming Loong Yeung | iVenture Investment Management Limited | 2012–2013 |