Sam Yiu Sum Law
羅耀森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Yiu Sum Law (羅耀森), a licensed former licensee with CE reference AAV402. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 1 - Dealing in securities | present | 2005-03-21 |
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 4 - Advising on securities | present | 2005-03-21 |
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-21 |
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 9 - Asset management | present | 2005-03-21 |