Sam Yiu Sum Law
羅耀森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Yiu Sum Law (羅耀森), a licensed former licensee with CE reference AAV402. This person has 2.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-21 |
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-21 |
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-21 |
| Tai Chuen Securities Co. 泰全證券公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-21 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Sam Yiu Sum Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tai Chuen Law | Tai Chuen Securities Co. | 2003–2005 |