Dick Kwong Tong
唐狄廣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Kwong Tong (唐狄廣), a licensed former licensee with CE reference AAV375. This person has 3.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2006-10-07 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2006-10-07 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-24 |
| FB Securities (Hong Kong) Limited 富銀證券(香港)有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-24 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Dick Kwong Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.