Joseph Kam Wing Chan
陳錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kam Wing Chan (陳錦榮), a licensed former licensee with CE reference AAR099. This person has 6.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2009-10-30 | 2010-05-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2007-11-08 | 2010-05-15 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2007-11-08 | 2010-05-15 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 4 - Advising on securities | 2007-07-30 | 2007-09-15 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2007-07-30 | 2007-09-15 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2007-07-05 | 2007-07-30 |
| Yicko Securities Limited 益高證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-09-16 | 2007-01-01 |
| Yicko Investment Consultants & Management Limited 益高投資顧問管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Kam Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.