Yuen Wah Wu
胡婉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Wah Wu (胡婉華), a licensed former licensee with CE reference AAR005. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-10 | 2014-06-01 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-10 | 2014-06-01 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-10 | 2014-06-01 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-11-21 | 2006-08-29 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-02 | 2006-08-29 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-08-22 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-08-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-08-22 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-08-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-08-22 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-22 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-22 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 9 - Asset management | present | 2003-08-22 |