Alan Bok Ming Koon
管博明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Bok Ming Koon (管博明), a licensed former licensee with CE reference AAO177. This person has 3.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Symphony AMP Limited 雍富資產管理有限公司 |
RO | Type 4 - Advising on securities | 2008-08-05 | 2008-10-31 |
| Hercules Capital Limited 凱利融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-04-25 | 2007-05-31 |
| M-trade Asia Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2004-05-19 |
| M-trade Asia Limited | RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-19 |
| M-trade Asia Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-05-19 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Bok Ming Koon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Louis Fook Sun Koo | Hercules Capital Limited | 2005–2007 |
| Tung Wai Yu | Hercules Capital Limited | 2005–2007 |
| Wing Yee Tsang | Hercules Capital Limited | 2006–2007 |
| Michael Cho Wing Lee | Hercules Capital Limited | 2005–2006 |
| Kok Onn Chia | Symphony AMP Limited | 2008 |
| Chung-Ho Tsai | Symphony AMP Limited | 2008 |
| Charlotte Cheng Mei Lee | Symphony AMP Limited | 2008 |