Francis Ross Mallia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Ross Mallia ( ), a licensed former licensee with CE reference AAO156. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cushman & Wakefield Capital Asia (HK) Limited |
RO | Type 1 — Dealing in securities | 2008-10-13 | 2010-01-31 |
| Cushman & Wakefield Capital Asia (HK) Limited |
RO | Type 6 — Advising on corporate finance | 2008-10-13 | 2010-01-31 |