Alan Kei Yamashita
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Kei Yamashita, a licensed former licensee with CE reference AAN846. This person has 2.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-01-12 | 2012-04-24 |
| Aspen Hill Partners (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-01-12 | 2012-04-24 |
| SAIL Advisors Limited | RO | Type 1 - Dealing in securities | 2004-05-17 | 2004-12-06 |
| SAIL Advisors Limited | RO | Type 4 - Advising on securities | 2004-05-17 | 2004-12-15 |
| SAIL Advisors Limited | RO | Type 9 - Asset management | 2004-05-17 | 2004-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Kei Yamashita during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.