Augustine Pok Yu Chow

周博裕
CE No. AAN638 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Augustine Pok Yu Chow (周博裕), a licensed former licensee with CE reference AAN638. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
DELPHINIUM ASSETS MANAGEMENT LIMITED
締豐資產管理有限公司
RO Type 4 — Advising on securities 2016-10-24 2025-03-05
DELPHINIUM ASSETS MANAGEMENT LIMITED
締豐資產管理有限公司
RO Type 9 — Asset management 2016-10-24 2025-03-05
Esperanza Fintech (Securities) Limited
毅盛金融科技(證券)有限公司
RO Type 4 — Advising on securities 2013-01-23 2014-10-01
Esperanza Fintech (Securities) Limited
毅盛金融科技(證券)有限公司
RO Type 9 — Asset management 2013-01-23 2014-10-01
Harmony Asset Management Limited
亨亞管理有限公司
RO Type 4 — Advising on securities present 2022-07-28
Haywood Investment Management Limited
希域投資管理有限公司
RO Type 4 — Advising on securities present 2005-01-10
Harmony Asset Management Limited
亨亞管理有限公司
RO Type 6 — Advising on corporate finance present 2022-07-28
Harmony Asset Management Limited
亨亞管理有限公司
RO Type 9 — Asset management present 2022-07-28
Haywood Investment Management Limited
希域投資管理有限公司
RO Type 9 — Asset management present 2005-01-10

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