Augustine Pok Yu Chow
周博裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Augustine Pok Yu Chow (周博裕), a licensed former licensee with CE reference AAN638. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-10-24 | 2025-03-05 |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-24 | 2025-03-05 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技(證券)有限公司 |
RO | Type 4 — Advising on securities | 2013-01-23 | 2014-10-01 |
| Esperanza Fintech (Securities) Limited 毅盛金融科技(證券)有限公司 |
RO | Type 9 — Asset management | 2013-01-23 | 2014-10-01 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 4 — Advising on securities | present | 2022-07-28 |
| Haywood Investment Management Limited 希域投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2005-01-10 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2022-07-28 |
| Harmony Asset Management Limited 亨亞管理有限公司 |
RO | Type 9 — Asset management | present | 2022-07-28 |
| Haywood Investment Management Limited 希域投資管理有限公司 |
RO | Type 9 — Asset management | present | 2005-01-10 |