Shun Tat Lo
盧順達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Tat Lo (盧順達), a licensed former licensee with CE reference AAK741. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-05 | 2009-06-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-05 | 2009-06-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-05 | 2009-06-01 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2007-10-29 | 2007-12-11 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-17 | 2007-12-11 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-19 | 2007-12-11 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-06-17 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-27 |