Marian Sien Mun Li Chan
李陳倩文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marian Sien Mun Li Chan (李陳倩文), a licensed former licensee with CE reference AAK519. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 9 — Asset management | 2008-03-05 | 2010-05-01 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-12-23 | 2010-05-01 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 4 — Advising on securities | 2005-12-23 | 2010-05-01 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-12 | 2005-12-23 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-12 | 2005-12-23 |