Kurt Alexander Baker
白光磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kurt Alexander Baker (白光磊), a licensed former licensee with CE reference AAK471. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Millennium Capital Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2015-02-26 | 2021-09-30 |
| JT Capital Management Limited 嘉泰新興資本管理有限公司 |
RO | Type 9 — Asset management | 2010-10-13 | 2012-07-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-08-20 | 2008-11-18 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | present | 2008-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2008-11-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | present | 2003-06-24 |