Ming Tsu Shen

沈敏志
CE No. AAK401 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tsu Shen (沈敏志), a licensed former licensee with CE reference AAK401. This person has 3.2 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
OnePlatform Securities Limited
環一證券有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2006-05-31
OnePlatform Securities Limited
環一證券有限公司		 Rep Type 4 - Advising on securities Pre-2003 2004-09-21
OnePlatform Securities Limited
環一證券有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2004-09-21
OnePlatform Securities Limited
環一證券有限公司		 Rep Type 9 - Asset management Pre-2003 2004-09-21

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Tsu Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sammy Wing Kwun Tang OnePlatform Securities Limited 2003–2006
Ka Chung Leung OnePlatform Securities Limited 2003–2006
Hon Keung Mak OnePlatform Securities Limited 2003–2006
Alfred Sze Loon Chan OnePlatform Securities Limited 2003–2006
Pak Suet Cheng OnePlatform Securities Limited 2003–2006
Yau Lam Cheng OnePlatform Securities Limited 2003–2006
Wai Lam Chow OnePlatform Securities Limited 2003–2006
Ching Hong Chan OnePlatform Securities Limited 2003–2006
Wai Yan Chiu OnePlatform Securities Limited 2003–2006
Chi Ho Hui OnePlatform Securities Limited 2003–2006
Siu Hong Hon OnePlatform Securities Limited 2003–2006
Yim Chui Kwan OnePlatform Securities Limited 2003–2006
Tai Wai Lai OnePlatform Securities Limited 2003–2006
Tze Fai Lui OnePlatform Securities Limited 2003–2006
Yuen Lai Lo OnePlatform Securities Limited 2003–2006
Po King Lo OnePlatform Securities Limited 2003–2006
Tommy Chin Hung Law OnePlatform Securities Limited 2003–2006
Mui Chu Ma OnePlatform Securities Limited 2003–2006
Chun Ming Ma OnePlatform Securities Limited 2003–2006
Kwok Fai Mak OnePlatform Securities Limited 2003–2006
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