Frances Kuo
郭葉雪霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frances Kuo (郭葉雪霞), a licensed former licensee with CE reference AAK367. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-10-01 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-07-04 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-07-04 |