Simone Sik Mun Loke
陸式敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simone Sik Mun Loke (陸式敏), a licensed former licensee with CE reference AAK092. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-11 | 2015-08-14 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-11 | 2015-08-14 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-11-11 | 2015-08-14 |