Oliver Ngai Ming Tam
譚毅明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver Ngai Ming Tam (譚毅明), a licensed former licensee with CE reference AAJ778. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-11-28 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-12-08 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-12-08 |