Shun Ts'o
曹信
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shun Ts'o (曹信), a licensed former licensee with CE reference AAJ775. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Drake & Morgan Limited |
RO | Type 1 — Dealing in securities | present | 2008-10-18 |
| Drake & Morgan Limited |
RO | Type 4 — Advising on securities | present | 2003-10-16 |
| Drake & Morgan Limited |
RO | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Drake & Morgan Limited |
RO | Type 9 — Asset management | present | 2003-10-16 |