Kwok Leung Chu
朱國樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Chu (朱國樑), a licensed former licensee with CE reference AAJ568. This person has 20.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ming Hon Securities Limited 明漢證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2023-09-30 |
| Ming Hon Securities Limited 明漢證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-03-18 |
| Ming Hon Securities Limited 明漢證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-18 |
| Ming Hon Securities Limited 明漢證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Leung Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Siu Mee Ng | Ming Hon Securities Limited | 2003–2023 |
| Michael Ming Chung Fung | Ming Hon Securities Limited | 2003–2023 |
| Sabrina Heung Ying Leung | Ming Hon Securities Limited | 2003–2016 |