Si Ki Shum
沈士基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Ki Shum (沈士基), a licensed former licensee with CE reference AAJ530. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-05 | 2022-11-11 |
| Haywood International Financial Planning Limited 希活國際財經策劃有限公司 |
RO | Type 4 — Advising on securities | present | 2011-05-27 |
| Haywood International Financial Planning Limited 希活國際財經策劃有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-04-27 |
| Haywood International Financial Planning Limited 希活國際財經策劃有限公司 |
RO | Type 9 — Asset management | present | 2004-04-27 |