Geoffrey Jay Mansfield
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Geoffrey Jay Mansfield ( ), a licensed former licensee with CE reference AAJ479. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 9 - Asset management | 2005-05-05 | 2008-06-30 |
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 4 - Advising on securities | present | 2005-03-03 |
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2005-03-03 |
| First Investments (H.K.) Limited 開元投資(香港)有限公司 |
RO | Type 9 - Asset management | present | 2005-03-31 |