Andrew Nicholas Barber
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Nicholas Barber, a licensed former licensee with CE reference AAJ475. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barber Asia Limited 百達環球資產管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Barber Asia Limited 百達環球資產管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-31 |
| Barber Asia Limited 百達環球資產管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-03-31 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Nicholas Barber during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yan Wong | Barber Asia Limited | 2004–2005 |