Ping Leung Lau
劉炳樑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Leung Lau (劉炳樑), a licensed former licensee with CE reference AAJ307. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-07 | 2010-05-18 |
| Wo Fung Securities Company Limited 和豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-21 | 2007-09-04 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-15 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-11 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-11 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-11 |