Kwok Fai Mak
麥國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Mak (麥國輝), a licensed former licensee with CE reference AAJ156. This person has 19.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-14 | 2022-09-08 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Fai Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.