Kwok Fai Mak
麥國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Mak (麥國輝), a licensed former licensee with CE reference AAJ156. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-14 | 2022-09-08 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-12-31 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |