Shu Wing Cheng

鄭樹榮
CE No. AAI946 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wing Cheng (鄭樹榮), a licensed former licensee with CE reference AAI946. This person has 1.9 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
AIA Wealth Management Company Limited
友邦財富管理有限公司
Rep Type 4 - Advising on securities 2004-03-24 2005-10-01
WorldVest Capital Limited
寶盛融資有限公司
RO Type 1 - Dealing in securities Pre-2003 2003-08-29
WorldVest Capital Limited
寶盛融資有限公司
RO Type 4 - Advising on securities Pre-2003 2003-08-29
WorldVest Capital Limited
寶盛融資有限公司
RO Type 6 - Advising on corporate finance Pre-2003 2003-08-29
WorldVest Capital Limited
寶盛融資有限公司
RO Type 9 - Asset management Pre-2003 2003-08-29

Worked alongside

The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Wing Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Fred Fong Wu WorldVest Capital Limited 2003
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