Shu Wing Cheng
鄭樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wing Cheng (鄭樹榮), a licensed former licensee with CE reference AAI946. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-03-24 | 2005-10-01 |
| WorldVest Capital Limited 寶盛融資有限公司 |
RO | Type 1 - Dealing in securities | present | 2003-08-29 |
| WorldVest Capital Limited 寶盛融資有限公司 |
RO | Type 4 - Advising on securities | present | 2003-08-29 |
| WorldVest Capital Limited 寶盛融資有限公司 |
RO | Type 6 - Advising on corporate finance | present | 2003-08-29 |
| WorldVest Capital Limited 寶盛融資有限公司 |
RO | Type 9 - Asset management | present | 2003-08-29 |