Chi Yan Mak
麥志仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yan Mak (麥志仁), a licensed former licensee with CE reference AAI825. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hamon Asian Advisors Limited | Rep | Type 4 — Advising on securities | 2020-02-07 | 2024-12-18 |
| Hamon Asian Advisors Limited | Rep | Type 9 — Asset management | 2020-02-07 | 2024-12-18 |
| Genting Securities Limited | RO | Type 1 — Dealing in securities | 2012-05-18 | 2019-12-31 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-25 | 2011-04-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-04-21 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-09 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-09 |