Ho Tai Chan

陳浩泰
CE No. AAI808 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Tai Chan (陳浩泰), a licensed former licensee with CE reference AAI808. This person has 3.0 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
United World Online Limited Rep Type 1 - Dealing in securities 2004-11-02 2006-03-31
United World Securities (International) Limited
世界聯合證券(國際)有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-07-20
United World Securities (International) Limited
世界聯合證券(國際)有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-09-28
United World Securities (International) Limited
世界聯合證券(國際)有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-03-05
United World Securities (International) Limited
世界聯合證券(國際)有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-07-04
United World Securities (International) Limited
世界聯合證券(國際)有限公司
Rep Type 9 - Asset management Pre-2003 2004-09-28

Worked alongside

The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Tai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Lan Fong Choi United World Securities (International) Limited 2003–2005
Kazuto Hayashi United World Securities (International) Limited 2003–2005
Miho Tanisaka United World Securities (International) Limited 2004–2005
Aiko Takemiya United World Securities (International) Limited 2003
Kwun Hung Chow United World Online Limited 2005–2006
Minoru Matsuda United World Online Limited 2006
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