Joseph Sing Ho Chan
陳勝豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Sing Ho Chan (陳勝豪), a licensed former licensee with CE reference AAI566. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| High Nine Asset Management Limited 高九資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-25 | 2024-06-04 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-03 | 2019-08-30 |
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-03 | 2019-08-30 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 9 — Asset management | 2005-06-27 | 2006-02-13 |
| Grand Alliance Asset Management Limited 浩成資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-25 | 2005-07-12 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-30 | 2004-05-03 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-10 | 2004-05-03 |
| DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-10 | 2003-12-09 |