David Graham Webb
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Graham Webb ( ), a licensed former licensee with CE reference AAI455. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellam Investment Limited 威臨投資有限公司 |
RO | Type 4 - Advising on securities | present | 2004-12-24 |
| Wellam Investment Limited 威臨投資有限公司 |
RO | Type 5 - Advising on futures contracts | present | 2004-12-24 |
| Wellam Investment Limited 威臨投資有限公司 |
RO | Type 9 - Asset management | present | 2013-08-30 |